National Society of Compliance Professionals National Meeting (NSCP 2017)

The National Society of Compliance Professionals National Meeting - NSCP 2017 is a conference that covers topics such as:

• An Introduction to the Advisers Act and the Role of the Compliance Officer

• An Introduction to FINRA Regulations and the Role of the Compliance Officer

• Professional Development for Compliance Professionals

• Fundamentals of Compliance and Best Practices for Private Funds and Hedge Funds

• The Basics of Underwriting

• Establishing Effective Records Management in Accordance with Rules and Using Technology